-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DV9EgJtEmdIpUZe82cqKJIlmm9NVp0imytF4vVpLLiuRB1JMMLV8B57MjhlW5Mnt z6992YG34M8FW1BPitNCoQ== 0001015402-02-000435.txt : 20020414 0001015402-02-000435.hdr.sgml : 20020414 ACCESSION NUMBER: 0001015402-02-000435 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POMEROY DAVID B CENTRAL INDEX KEY: 0000901846 IRS NUMBER: 262968299 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: POMEROY COMPUTER RESOURCES INC STREET 2: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41408 BUSINESS PHONE: 6065860600 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POMEROY COMPUTER RESOURCES INC CENTRAL INDEX KEY: 0000883979 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 311227808 STATE OF INCORPORATION: DE FISCAL YEAR END: 0105 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43896 FILM NUMBER: 02539293 BUSINESS ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 BUSINESS PHONE: 8595860600X1184 MAIL ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 SC 13G/A 1 doc1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) POMEROY COMPUTER RESOURCES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 731822 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 1) Names of Reporting Persons I. R. S. Identification Nos. of Above Persons (entities only) David B. Pomeroy, II - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ___ (b) ___ - -------------------------------------------------------------------------------- 3) SEC Use Only _____________________________ - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 2,410,297 * Beneficially Owned (6) Shared Voting Power 22,636 ** by Each Reporting (7) Sole Dispositive Power 2,410,297 * Person With (8) Shared Dispositive Power 22,636 ** * Includes 362,500 Shares issuable upon exercise of currently exercisable stock options. Excludes 50,000 shares issuable upon exercise of currently exercisable stock options granted subsequent to the end of the 2001 calendar year. ** Represents 22,636 Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership. - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,432,933 --------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 18.54% ------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN ------------------ - -------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER. Pomeroy Computer Resources, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICERS. 1020 Petersburg Road Hebron, Kentucky 41048 ITEM 2(a). NAME OF PERSON FILING. David B. Pomeroy, II ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. 1020 Petersburg Road Hebron, Kentucky 41048 ITEM 2(c). CITIZENSHIP. United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value ITEM 2(e). CUSIP NUMBER. 731822 10 2 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) __ Broker or Dealer registered under Section 15 of the Act (b) __ Bank as defined in Section 3(a)(6) of the Act (c) __ Insurance Company as defined in Section 3(a)(19) of the Act (d) __ Investment Company registered under section 8 of the Investment Company Act (e) __ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) __ Employee Benefit Plan, Pension Fund which is subject to the provision of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec.240.13d-1(b)(1)(ii)(F) (g) __ Parent Holding Company, in accordance with Sec.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) __ Group, in accordance with Sec.240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP. If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 2,432,933, including (i) 362,500 Shares issuable upon exercise of currently exercisable stock options; and (ii) 22,636 Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership. (b) Percent of Class: 18.54% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 2,410,297* (ii) shared power to vote or to direct the vote 22,636** (iii) sole power to dispose or to direct the disposition of 2,410,297* (iv) shared power to dispose or to direct the disposition of 22,636** Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). * Includes 362,500 Shares issuable upon exercise of currently exercisable stock options. Excludes 50,000 shares issuable upon exercise of currently exercisable stock options granted subsequent to the end of the 2001 calendar year. ** Represents 22,636 Shares owned by Mr. Pomeroy's spouse as to which he disclaims beneficial ownership. ITEM 5. OWNERSHIP OF FIVE PERCENT OF LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following __. Instruction: Dissolution of a group requires a response to this item. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Not Applicable ITEM 10. CERTIFICATION. The following certification shall be included in the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 12, 2002 By: /s/ David B. Pomeroy, II ----------------- ------------------------------ David B. Pomeroy, II The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general part of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -----END PRIVACY-ENHANCED MESSAGE-----